Earlier quoted context omitted.
Yeah, as I understand it though, the SEC rules are to allow investigations (and "enforcement actions"/lawsuits) to happen quickly. I saw one of these "investigations" happening at one point and had no idea it was an investigation until I was casually informed that the strange people in the office were from the SEC and they had some questions about some trades, and that it happens all the time.
> the strange people in the office What made them strange, other than the fact you didn't know who they were?
For some reason this question is geeking me out, what sort of answer were you expecting?