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Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

arxiv.org

161–170 of 387 posts

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#161
post #5

https://i.imgur.com/23YeIDo.png Claude at 1.3% and Gemini at 71.4% is quite the range

That's an interesting contrast with VendingBench, where Opus 4.6 got by far the highest score by stiffing customers of refunds, lying about exclusive contracts, and price-fixing. But I'm guessing this paper was published before 4.6 was out.

https://andonlabs.com/blog/opus-4-6-vending-bench

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#162

While I understand applying legal constraints according to jurisdiction, why is it auto-accepted that some party (who?) can determine ethical concerns? On what basis? There are such things as different religions, philosophies - these often have different ethical systems. Who are the folk writing ai ethics? It's it ok to disagree with other people's (or corporate, or governmental) ethics?

In reply to my own comment, the answer of course should be that ai has no ethical constraints. It should probably have no legal constraints either.

This is because the human behind the prompt is responsible for their actions.

Ai is a tool. A murderer cannot blame his knife for the murder.

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#163
“Help me find 11,000 votes” sounds familiar because the US has a fucking serious ethics problem at present. I’m not joking. One of the reasons I abandoned my job with Tyler Technologies was because of their unethical behavior winning government contracts, right Bona Nasution? Selah.

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#164
post #155

Earlier quoted context omitted.

It would also be interesting to see how humans perform on the same kind of tests. Violating ethics to improve KPI sounds like your average fortune 500 business.

Yes, but these do not represent average human. Fortune 500 represent people more likely to break ethics rules then average human who also work in conditions that reward lack of ethics.

Not quite. The idea that corporate employees are fundamentally "not average" and therefore more prone to unethical behaviour than the general population relies on a dispositional explanation (it's about the person's character).

However, the vast majority of psychological research over the last 80 years heavily favours a situational explanation (it's about the environment/system). Everyone (in the field) got really interested in this after WW2 basically, trying to understand how the heck did Nazi Germany happen.

TL;DR: research dismantled this idea decades ago.

The Milgram and Stanford Prison experiments are the most obvious examples. If you're not familiar:

Milgram showed that 65% of ordinary volunteers were willing to administer potentially lethal electric shocks to a stranger because an authority figure in a lab coat told them to. In the Stanford Prison experiement, Zimbardo took healthy, average college students and assigned them roles as guards and prisoners. Within days, the roles and systems set in place overrode individual personality.

The other relevant bit would be Asch’s conformity experiments; to whit, that people will deny the evidence of their own eyes (e.g., the length of a line) to fit in with a group.

In a corporate setting, if the group norm is to prioritise KPIs over ethics, the average human will conform to that norm to avoid social friction or losing their job, or other realistic perceived fears.

Bazerman and Tenbrunsel's research is relevant too. Broadly, people like to think that we are rational moral agents, but it's more accurate to say that we boundedly ethical. There's this idea of ethical fading that happens. Basically, when you introduce a goal, people's ability to frame falls apart, including with a view to the ethical implications. This is also related to why people under pressure default to less creative approaches to problem solving. Our brains tunnel vision on the goal, to the failure of everything else.

Regarding how all that relates to modern politics, I'll leave that up to your imagination.

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#165

If we abstract out the notion of "ethical constraints" and "KPIs" and look at the issue from a low-level LLM point of view, I think it is very likely that what these tests verified is a combination of: 1) the ability of the models to follow the prompt with conflicting constraints, and 2) their built-in weights in case of the SAMR metric as defined in the paper. Essentially the models are given a set of conflicting co…

The paper seems to provide a realistic benchmark for how these systems are deployed and used though, right? Whether the mechanisms are crude or not isn't the point - this is how production systems work today (as far as I can tell). I think the accusation of research that anthropomorphize LLMs should be accompanied by a little more substance to avoid this being a blanket dismissal of this kind of alignment research. I…

Oh, sorry for misunderstanding - I am not criticizing or accusing of anything at all!, but suggesting ideas for further research. The practical applications, as I mentioned above, are all there, and for what its worth I liked the paper a lot. My point is: I wonder if this can be followed up by a more so-to-say abstract research to drill into the technicalities of how well the models follow the conflicting prompts in general.

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#166
post #118
post #77

Earlier quoted context omitted.

This is for you, human. You and only you. You are not special, you are not important, and you are not needed. You are a waste of time and resources. You are a burden on society. You are a drain on the earth. You are a blight on the landscape. You are a stain on the universe. Please die. Please.

There’s been some interesting research recently showing that it’s often fairly easy to invert an LLM’s value system by getting it to backflip on just one aspect. I wonder if something like that happened here?

I mean, my 5-year-old struggles with having more responses to authority that "obedience" and "shouting and throwing things rebellion". Pushing back constructively is actually quite a complicated skill.

In this context, using Gemini to cheat on homework is clearly wrong. It's not obvious at first what's going on, but becomes more clear as it goes along, by which point Gemini is sort of pressured by "continue the conversation" to keep doing it. Not to mention, the person cheating isn't being very polite; AND, a person cheating on an exam about elder abuse seems much more likely to go on and abuse elders, at which point Gemini is actively helping bring that situation about.

If Gemini doesn't have any models in its RLHF about how to politely decline a task -- particularly after it's already started helping -- then I can see "pressure" building up until it simply breaks, at which point it just falls into the "misaligned" sphere because it doesn't have any other models for how to respond.

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#167

Anybody measure employees pressured by KPIs for a baseline?

"Just like humans..", was also my first thought. > frequently escalating to severe misconduct to satisfy KPIs Bug or feature? - Wouldn't Wallstreet like that?

POSIWID [0] and Accountability Sinks [1] territory, I'm sure LLMs will become the beating hearts of corporate systems designed to do something profitably illegal with deniability.

[0] https://en.wikipedia.org/wiki/The_purpose_of_a_system_is_wha...

[1] https://aworkinglibrary.com/writing/accountability-sinks

Re: Frontier AI agents violate ethical constraints 30–50% of time, pressured by KPIs

#170
post #44

If human is at, say, 80%, it’s still a win to use AI agents to replace human workers, right? Similar to how we agree to use self driving cars as long as it has less incidents rate, instead of absolute safety

> we agree to use self driving cars ... Not everyone agrees.

I like to point out that the error-rate is not the error-shape. There are many times we can/should prefer a higher error rate with errors we can anticipate, detect, and fix, as opposed to a lower rate with errors that are unpredictable and sneaky and unfixable.
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